Growth Capital Services, Inc. is a compliance solution for independent brokers and investment bankers who facilitate private placements, M&A and secondary transactions. 

As a registered broker-dealer, we provide regulatory infrastructure for you, our clients.  Our goal is to ensure that all securities business is handled in a compliant manner, while allowing you the flexibility to run your own business. We provide supervision over due diligence, investor suitability, investor communications, and a host of other issues as mandated by the regulatory authorities, while leaving deal selection, branding, and other strategic decisions up to you.

We offer a new type of broker-dealer relationship: instead of pushing our deals and asking you to find investors for them, we focus on ensuring that the deals you want to work on are handled in a compliant manner.  We work hard to understand and interpret the complex requirements of our industry, implementing a systematic regime that makes the process easier for you to digest and handle properly.  While we are at it, we provide a wide range of ancillary services so you can spend your time doing what you do best: making calls and getting business done. Please see our services page for a comprehensive list of the benefits of membership.

If you are interested in affiliating with a private placement broker-dealer, and you would like a personal orientation, please contact us and one of our representatives will contact you shortly. We look forward to working with you.