We recognize our obligation to keep information about you secure and confidential. It's important for you to know that we do not sell information about our customers or clients to anyone for any purpose. As a business policy, we restrict access to nonpublic information about our customers and clients to those employees who need to know that information to provide services. We also maintain physical, electronic, and procedural safeguards to guard the nonpublic information of our customers and clients.

The only entities to which we provide nonpublic information are our regulators and other nonaffiliated parties as required by law. An example of this would be the sharing of your information with the California Department of Corporations, the Financial Industry Regulatory Authority (FINRA) or the Securities and Exchange Commission (SEC), all of whom oversee our activities.

If you have further questions, please ask for a copy of our detailed Privacy Policy.