Growth Capital Services is a compliance solution for independent brokers and investment bankers who facilitate private placements, M&A and secondary transactions.

Our goal is to ensure that all securities business is handled in a compliant manner, while allowing our clients the flexibility to run their own business. We provide supervision over due diligence, investor suitability, investor communications, and a host of other issues as mandated by the regulatory authorities; while leaving deal selection, branding, and strategic implementation to our clients’ discretion.

We work hard to understand and interpret the complex requirements of our industry, implementing a systematic regime that makes the process easy to digest and handle properly. While we are at it, we provide a wide range of ancillary services so our clients can spend their time doing what they do best: making calls and getting business done. Please see our services page for a comprehensive list of the benefits of membership.

If you are interested in affiliating with a private placement broker-dealer, and you would like a personal orientation, please contact us and one of our representatives will contact you shortly. We look forward to working with you.